-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Il8VDc8186lzmv5exLnAicQLPGbVNeAj4Y+IatILzNC2wuXlI8Kw3DryVZ2yIpaA KeLrjF3pPLvyaGnnLjY7tw== 0001012870-03-000637.txt : 20030213 0001012870-03-000637.hdr.sgml : 20030213 20030213151638 ACCESSION NUMBER: 0001012870-03-000637 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KE YAN CENTRAL INDEX KEY: 0001165400 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 350 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4087306000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETSCREEN TECHNOLOGIES INC CENTRAL INDEX KEY: 0001088454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770469208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78001 FILM NUMBER: 03559158 BUSINESS ADDRESS: STREET 1: 350 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: (408) 730-6000 MAIL ADDRESS: STREET 1: 350 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94805 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

NetScreen Technologies, Inc.


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

64117V 10 7


(CUSIP Number)

 

 

December 31, 2002


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ¨   Rule 13d-1(b)

 

  ¨   Rule 13d-1(c)

 

  x   Rule 13d-1(d)

 

 

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


SCHEDULE 13G

 


   

CUSIP No. 64117V 10 7

       

Page 2 of 4 Pages


   

 


  1.


 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

 

Yan Ke

   

  2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)   ¨

(b)  x

   

  3.


 

SEC USE ONLY

 

   

  4.


 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

U.S.A.            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    SOLE VOTING POWER

 

        3,636,812


  6.    SHARED VOTING POWER

 

        201,688        


  7.    SOLE DISPOSITIVE POWER

 

        3,636,812


  8.    SHARED DISPOSITIVE POWER

 

        201,688    


  9.


 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,838,500*             

   

10.


 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨

   

11.


 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

4.8%            

   

12.


 

TYPE OF REPORTING PERSON (See Instructions)

 

IN            

   


SCHEDULE 13G

 


   

CUSIP No. 64117V 10 7

       

Page 3 of 4 Pages


   

 

 

Item 1.

  

(a)

  

Name of Issuer:

         

NetScreen Technologies, Inc.

    

(b)

  

Address of Issuer’s Principal Executive Offices:

         

805 11th Avenue, Building 3

Sunnyvale, California 94089

Item 2.

  

(a)

  

Name of Person Filing:

         

Yan Ke

    

(b)

  

Address of Principal Business Office:

         

805 11th Avenue, Building 3

Sunnyvale, California 94089

    

(c)

  

Citizenship:

         

U.S.A.

    

(d)

  

Title of Class of Securities:

         

Common Stock

    

(e)

  

CUSIP Number:

         

64117V 10 7

Item 3.

  

Not applicable.

Item 4.

  

Ownership.

    

(a)

  

Amount beneficially owned:     3,838,500*

    

(b)

  

Percent of class:     4.8%

    

(c)

  

Number of shares as to which the person has:

         

(i)       Sole power to vote or to direct the vote:     3,636,812

         

(ii)      Shared power to vote or to direct the vote:     201,688

         

(iii)     Sole power to dispose or to direct the disposition of:     3,636,812

         

(iv)     Shared power to dispose or to direct the disposition of:     201,688

         

*  Includes 39,156 shares owned by Mr. Ke’s wife, June Li, 100,844 shares owned by the Elaine Ke 2000 Irrevocable Trust and 100,844 shares owned by Kevin Ke 2000 Irrevocable Trust.


SCHEDULE 13G

 


   

CUSIP No. 64117V 10 7

       

Page 4 of 4 Pages


   

 

 

Item 5.    Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     x

 

Item 6.    Ownership of More Than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8.    Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.    Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.    Certifications.

 

Not applicable.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  February 12, 2003

     

By:

 

/S/    YAN KE        

               
               

        Yan Ke

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